Field Compliance & Verification · Digital Worker
Regulatory Compliance Enforcement
Blocks a rule violation before it commits — citing the exact clause, every time.
The problem
Compliance runs on someone remembering.
Compliance today runs on someone remembering a circular, a checklist, or a fee cap — and finding out it was missed only at audit, when it's too late to fix. A violation that should have been blocked at the point of action instead surfaces weeks later as a finding.
What it does
Five steps, every time.
01
Ingests your rule source
A regulatory circular, an internal policy doc, a fee schedule — as-is, no reformatting required.
02
Compiles it into an enforceable rule
The exact clause becomes a check the digital worker runs against every relevant transaction, live.
03
Blocks or flags at the point of action
A violation (a fee over the cap, a missing disclosure, an unapproved discount) is blocked before it commits, not caught afterward.
04
Cites the exact clause
Every block, flag, or pass carries the specific rule that produced it. No 'the system said no.'
05
Logs a full audit trail
Timestamped, rule-cited, ready to hand to an auditor without assembling anything.
Proof, not a promise
Built against a real regulation.
We built this against a real SEBI Master Circular for Investment Advisers: a fee-cap violation correctly blocked before it committed, citing the exact clause, with a full audit trail. The same architecture was applied to a bank KYC onboarding workflow. Built for a regulatory hackathon — not a production deployment yet — which is exactly why we lead with it: it's the only publicly verifiable proof that the deterministic core does what it claims. Ask us to walk through the run in your session.